Via CMVM chegámos a uma pequena publicação da ESMA – European Securities and Market Authority na qual (em inglês) esta instituição europeia apresenta algumas das questões mais frequentes relativa a short-selling bem como as respetivas respostas.
A publicação de 15 páginas, “Questions and Answers Implementation of the Regulation on short selling and certain aspects of credit default swaps” (PDF) analisa seis temas em concreto a saber:
Question 1: Scope ___________________________________________________________ 8
Question 2: Transparency of net short positions _______________________________________ 10
Question 3: Calculating the net short position ________________________________________ 11
Question 4: Handling of notification and disclosure of net short positions _____________________ 12
Question 5: Uncovered short sales ________________________________________________ 13
Question 6: Enforcement ______________________________________________________ 15
